Auditoría de cumplimiento de leyes y regulaciones al área de Talento Humano del Gobierno Autónomo Descentralizado Provincial del Guayas, correspondiente al periodo 2014

Abstract

This work involves conducting a compliance audit in the area of ​​human talent of GAD Provincial Guayas period 2014, with the purpose of issuing the audit report which disclosed the findings, conclusions, recommendations and the monitoring plan to develop. As a first point, a visit to the institution to learn about the different units that composes was performed. Following this, the development of compliance audit in order to assess the efficiency and effectiveness in meeting the standards and regulations in its policies and procedures began. For the development of this work, a risk assessment was conducted through internal control questionnaires, interviews with officials of the entity, risk analysis, compliance table and finally the audit report with the constancy of the findings. As impact analysis, a medium impact was obtained, indicating that the objective of this audit compliance achieved the expected results, giving the entity to improve its processes and procedures