Auditoría de cumplimiento de leyes y regulaciones al área de Talento Humano del Gobierno Autónomo Descentralizado Provincial del Guayas, correspondiente al periodo 2014

Abstract

Abstract:This research work consists to develop a compliance audit of human talent area at the Gobierno Autónomo Descentralizado Provincial del Guayas, period 2014, with the purpose of issuing the final audit report to show the findings, conclusions, recommendations and a monitoring plan to be developed.As a first point, was important to visit the institution to learn about the different areas that form the entity. Following this, the development of compliance audit in order to assess the efficiency and effectiveness in meeting the standards and regulations in its policies and procedures.For the development of this work, a risk assessment is performed using internal control questionnaires, interviews with employees, risk analysis, and finally the compliance audit report with proof of findings.As impact analysis, a medium impact was obtained, indicating that the aim of this audit compliance achieved the desired result, giving the entity to improve its processes and procedures.